This section includes investor type descriptions for professional clients and market counterparties.
Professional client
A Professional Client is either: (i) a ‘deemed’ professional client; (ii) serviced-based professional client; or (iii) an assessed professional Client
(i) Deemed Professional Client
A person is a “deemed” professional client if the person is:
(ii) Service-based Professional Clients
A person is a ‘serviced-based’ professional client if
(iii) Assessed-based Professional Clients
Assessed-based professional clients can be either (i) individuals; or (ii) undertakings
Individuals
An individual (and associated joint account holders) would be classified as an ‘assessed-based professional client’ if:
Where there is a joint account in place, the secondary account holder must obtain confirmation in writing that investment decisions relating to the joint account are made for or on behalf of the secondary account holder
Undertakings
Undertakings, which are generally not individuals, would be classified as ‘assessed-based’ professional clients if it:
Market counterparties
A Market Counterparty is any person who is either:
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30 Apr 2024 | |
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iShares VII plc - Interim Report (English)
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30 Jan 2024 | |
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iShares III plc - Interim Report (English)
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31 Dec 2023 | |
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iShares II plc - Annual Report (English)
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31 Oct 2023 | |
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iShares plc - Interim Report (English)
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31 Aug 2023 | |
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iShares VII plc - Annual Report (English)
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31 Jul 2023 | |
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iShares III plc - Annual Report (English)
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30 Jun 2023 | |
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iShares IV plc - Annual Report (English)
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31 May 2023 | |
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iShares II plc - Interim Report (English)
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30 Apr 2023 |